Job Overview
RESPONSIBILITIES
Conduct holistic periodic and event based reviews of High Risk Clients, including transaction analyses
Perform ad-hoc investigations and enhanced due diligence on all relevant risk categories
Review and document all aspects of the client relationship and take appropriate compliance actions and adequate risk mitigating and remediation measures
Review client data and related transactions from a compliance perspective, by evaluating KYC accuracy, completeness and plausibility
Perform comprehensive background checks, assess and document the sources of information critically
Report investigation results in a concise and adequate manner to the Front, Senior Management and Business Risk Committee
Escalate issues identified along the review process, while initiating and monitoring mitigation measures to reduce the Bank’s risk exposure, in line with the BJB Risk Tolerance Framework
Identify potential breaches against internal policies and liaise with other departments (e.g. Legal or Human Resources) to initiate respective compliance actions
Closely collaborate with partners across all three Lines of Defence (Front, Compliance and Internal Audit), as well as other functions (Relationship Managers, Front Risk Management, etc.) and domestic and foreign group affiliates
Up to 5 years of relevant work experience in the financial services
Knowledge of money laundering developments and international best-practice standards and ability to effectively apply working knowledge of global AML/CFT regulations and standards, and current money laundering schemes to effectively identify and mitigate risks
Ability to communicate unpopular opinions/decisions and to stay firm under pressure
Solution-oriented and very strong analytical skills
Proven track record of solving highly complex problems, decision-making and prioritization abilities
Ability to define problems, collect data, establish facts and draw valid conclusions: ability to interpret an extensive variety of data and deal with complex situations
Excellent English language skills; German and other languages are a plus
Job Detail
-
Offerd Salary120,000 CHF
-
Career LevelOthers
-
Experience4 Years
-
GenderBoth
-
INDUSTRYBanking
-
QualificationMaster’s Degree