Compliance Officer – Client Reviews, 80-100%

  • Post Date: January 12, 2022
  • Applications 0
  • Views 522
Job Overview

Client Reviews Team is part of Financial Crime Compliance and tasked with the handling of the periodic reviews of high risk clients with a focus on potential reputational and money laundering related risks. Members of the Client Reviews team are in charge of holistic reviews with complex transactions in close cooperation with other units. The role requires a blend of analytical skills, review and investigation experience and strong communication skills as well as a high level of integrity.


Conduct holistic periodic and event based reviews of High Risk Clients, including transaction analyses

Perform ad-hoc investigations and enhanced due diligence on all relevant risk categories

Review and document all aspects of the client relationship and take appropriate compliance actions and adequate risk mitigating and remediation measures

Review client data and related transactions from a compliance perspective, by evaluating KYC accuracy, completeness and plausibility

Perform comprehensive background checks, assess and document the sources of information critically

Report investigation results in a concise and adequate manner to the Front, Senior Management and Business Risk Committee

Escalate issues identified along the review process, while initiating and monitoring mitigation measures to reduce the Bank’s risk exposure, in line with the BJB Risk Tolerance Framework

Identify potential breaches against internal policies and liaise with other departments (e.g. Legal or Human Resources) to initiate respective compliance actions

Closely collaborate with partners across all three Lines of Defence (Front, Compliance and Internal Audit), as well as other functions (Relationship Managers, Front Risk Management, etc.) and domestic and foreign group affiliates

University degree (Law or Business Administration) or equivalent

Up to 5 years of relevant work experience in the financial services

Knowledge of money laundering developments and international best-practice standards and ability to effectively apply working knowledge of global AML/CFT regulations and standards, and current money laundering schemes to effectively identify and mitigate risks

Ability to communicate unpopular opinions/decisions and to stay firm under pressure

Solution-oriented and very strong analytical skills

Proven track record of solving highly complex problems, decision-making and prioritization abilities

Ability to define problems, collect data, establish facts and draw valid conclusions: ability to interpret an extensive variety of data and deal with complex situations

Excellent English language skills; German and other languages are a plus

Job Detail
  • Offerd Salary120,000 CHF
  • Career LevelOthers
  • Experience4 Years
  • GenderBoth
  • INDUSTRYBanking
  • QualificationMaster’s Degree
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