Asset Management Compliance Officer (80 – 100%)

  • Post Date: June 7, 2022
  • Applications 0
  • Views 565
Job Overview

Challenging role providing advice and support to LGT Capital Partners’ institutional asset management business on a broad range of compliance and regulatory topics;

Active monitoring and analysis of relevant regulatory developments and preparation of adequate implementation concepts;

Developing in-house policies and procedures to ensure that LGT Capital Partners business is operating within the laws at all times;

Depending on areas of assigned compliance specialization, managing activities and contact with regulators and other authorities;

Cross border distribution assessments and review of promotional material mainly with regard to collective investment schemes and structured products;

Preparation and execution of regular Compliance trainings for employees;

Participation in various projects.

Master degree in law or economics;

Minimum of 3-5 years working experience in an asset management compliance role;

Proven experience in Swiss (CISA) and European (UCITS, AIFMD) fund regulations;

Know-how of further asset management and banking regulations (FIDLEG/FINIG, MiFID);

Cross border distribution know-how (UCITS, AIF and structured products);

Excellent command of English and German, any additional language is a plus;

Detail-orientated and self-driven person with ability to work independently.

Job Detail
  • Offerd Salary120,000 CHF
  • Career LevelOthers
  • Experience4 Years
  • GenderBoth
  • INDUSTRYBanking
  • QualificationMaster’s Degree
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