Legal Counsel – Legal Financial Product Distribution, 100%

  • Post Date: August 24, 2021
  • Applications 0
  • Views 320
Job Overview
This is a challenging and interesting role as a legal counsel with a focus on cross-border financial product distribution within Legal IWMS (Investment Wealth Management Solutions). Legal IWMS is an international, highly motivated and dynamic team that works on various Swiss and international regulatory topics. This global role has a multijurisdictional scope, allows you to work on a wide variety of regulatory topics in relation to cross-border financial product distribution (structured products, funds, securities, derivatives, etc). You will also have a close working relationship with the colleagues responsible for the Bank’s cross-border framework and market access restrictions as well as compliance, front office and front risk management.

Assessment of legal and regulatory requirements related to the distribution of financial instruments (including structured products, funds, securities, derivatives, etc.)

Definition of cross-border financial instrument distribution rules and client documentation rules for financial instruments in the context of different service models (including advisory and discretionary mandates)

Creation of country specific business guidelines on cross-border distribution of financial instruments in collaboration with internal stakeholders and external Legal Counsels

Translation of complex and sophisticated regulatory requirements into simple business rules

Provide ad-hoc legal support and efficient, client-oriented solutions related to cross-border distribution of financial instruments

Cooperation in a wide variety of projects within the bank

University degree in law or similar legal education, preferably from a Swiss University, is a must

Experience as a legal counsel in financial instruments related area (preferably private banking)

Dynamic, flexible and capable of working independently as well as in groups

Analytical, structured and solution orientated

Good communicator, capable of coping with pressure and with a natural capacity for persuading and convincing

Fluency in German and English is a must, additional languages would be an asset

Excellent knowledge of MS Office and IT flair

Job Detail
  • Offerd Salary120,000 CHF
  • Career LevelOthers
  • Experience4 Years
  • GenderBoth
  • INDUSTRYBanking
  • QualificationMaster’s Degree
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