Private Banking Compliance Officer – Region Americas

elouisehetrick
  • Post Date: December 16, 2021
  • Applications 0
  • Views 767
Job Overview

Member of Private Banking Compliance team acting as dedicated centre of competence and Compliance contact for Region Americas

Support Relationship Managers and Management in the implementation and supervision of Compliance issues

Perform client onboarding reviews including assessment of KYC, client storyline, flow of funds, CDB, as well event triggered KYC reviews

Conduct internal investigations in cooperation with other specialist departments and Business Management

Follow up on outstanding onboarding issues/escalations

Identify and investigate serious cases of non-compliance

Provide training and training materials in connection with Compliance topics

Support internal Compliance projects

Recommend, develop, and implement solutions to support continuous improvement of our processes, procedures, and services

Master’s degree in law / business administration, postgraduate studies in Compliance Management or equivalent

3 – 5 years of experience in Private Banking Compliance

Knowledge of the Swiss regulatory environment and client documentation standards

Sound knowledge of the region Americas

Strong personality with good organizational and operational skills and ability to work under pressure

Solution oriented with a strong sense of integrity and discretion

Excellent communication skills

Independent, efficient and meticulous work method

Fluent in English and Spanish and | or Portuguese (spoken and written), knowledge of further languages is an advantage

Job Detail
  • Offerd Salary120,000 CHF
  • Career LevelOthers
  • Experience4 Years
  • GenderBoth
  • INDUSTRYBanking
  • QualificationMaster’s Degree
Shortlist Never pay anyone for job application test or interview.