Job Overview
Active monitoring and analysis of relevant regulatory developments and preparation of adequate implementation concepts;
Developing in-house policies and procedures to ensure that LGT Capital Partners business is operating within the laws at all times;
Depending on areas of assigned compliance specialization, managing activities and contact with regulators and other authorities;
Cross border distribution assessments and review of promotional material mainly with regard to collective investment schemes and structured products;
Preparation and execution of regular Compliance trainings for employees;
Participation in various projects.
Minimum of 3-5 years working experience in an asset management compliance role;
Proven experience in Swiss (CISA) and European (UCITS, AIFMD) fund regulations;
Know-how of further asset management and banking regulations (FIDLEG/FINIG, MiFID);
Cross border distribution know-how (UCITS, AIF and structured products);
Excellent command of English and German, any additional language is a plus;
Detail-orientated and self-driven person with ability to work independently.
Job Detail
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Offerd Salary120,000 CHF
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Career LevelOthers
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Experience4 Years
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GenderBoth
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INDUSTRYBanking
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QualificationMaster’s Degree