Asset Management Compliance Officer

  • Post Date: July 28, 2020
  • Applications 0
  • Views 336
Job Overview
Job content
Challenging role providing advice and support to LGT Capital Partners’ institutional asset management business on a broad range of compliance and regulatory topics;
Active monitoring and analysis of relevant regulatory developments and preparation of adequate implementation concepts;
Developing in-house policies and procedures to ensure that LGT Capital Partners business is operating within the laws at all times;
Depending on areas of assigned compliance specialization, managing activities and contact with regulators and other authorities;
Cross border distribution assessments and review of promotional material mainly with regard to collective investment schemes and structured products;
Preparation and execution of regular Compliance trainings for employees;
Participation in various projects;
Monitoring tasks.
Master degree in law or economics;
Minimum of 3-5 years working experience in an sset management compliance role;
Solid know-how about the Swiss (CISA) and European (UCITS, AIFMD) fund regulations;
Cross border distribution know-how (UCITS, AIF and structured products);
Know-how of further asset management and banking regulations (FIDLEG/FINIG, MiFID, FATCA, AIA) desirable;
Excellent command of English and German, any additional language is a plus;
Detail-orientated and self-driven person with ability to work independently;
Energetic, flexible and capable of working under time constraints.
Job Detail
  • Offerd Salary120,000 CHF
  • Career LevelOthers
  • Experience4 Years
  • GenderBoth
  • INDUSTRYBanking
  • QualificationMaster’s Degree
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